Soultions > Solutions by Application : Compliance

Solutions for Compliance

Do you need to analyze information in business documents to meet compliance and regulatory goals? Do you have to expedite the workflow of internal audit activity? Or, do you have to cross-check information using a variety of different sources including reports and databases? If so, we can help.

Major mandates such as Sarbanes Oxley in the U.S., BASEL II in Europe, HIPPA and other compliance and regulatory initiatives won’t be ending anytime soon. At Datawatch, we know that these mandates will probably increase in the future.

That’s why we offer you a spectrum of solutions that not only support your compliance or regulatory efforts, but help to improve your operational performance at the same time.

Contact us today to find out what Datawatch can do for you.

Problem Departmental Solution Enterprise Solution
Store and archive information for a legally required timeframe Not applicable
Easily access, transform and analyze information from legacy systems, third party vendors, log files and/or text streams for audit or compliance purposes
Archive documents in all original formats for a required length of time
Ensure email is compliant with company policy Not applicable
Analyze information in business documents to meet compliance and regulatory goals
Analyze information in reports that do not exist in the underlying database, as the calculations are part of the report itself

 
Cross-check information using a variety of different sources, including reports and databases Use Monarch to mine data from various reports to compare the number of loans funded each day with the number of loan agreements audited to generate a trending analysis showing the number of days between the approvals of a loan to the completion of the internal audit of that loan, which will scorecard the performance of the internal audit team over time
Measure the overall performance of an internal audit team for a financial institution Use Monarch to mine the data from an existing report showing newly originated loans; next use Monarch to perform calculations and filters designed to identify data quality issues; finally send a list of missing or erroneous data by loan back to the loan originator for corrections before they send the loan file to the internal audit team Not applicable

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